Fortress Capital (Commodity Futures Independent Introducing Broker, RIA)., President & CCO, Oct 2009 to Present. Responsible for the operation and the management of the firm. Mr. Ashkar became the listed principal of Fortress Capital on March 26, 2010 and an associated person (AP) of Fortress Capital, (NFA ID # 0416646) on June 02, 2010.
Mr. Ashkar is a Registered Investment Advisor for Fortress Capital (RIA) in the State of Florida. Fortress Capital (RIA, firm) and Mr. Ashkar (Financial Advisor, Agent) registration was accepted and authorized by the Florida Office of Financial Regulation to conduct business in the State of Florida on April 15, 2010.
Qualifications: All current financial industry, principal/supervisory, general product/industry, and/or state securities law exams that Mr. Ashkar has passed:
FINRA and NFA registrations include:
1. General Securities Principal Series 24 May 25, 2005. 2. National Commodity Branch Office Manager Series 30 May 18, 2010
1. National Commodity Representative Series 3 April 01, 2010.
2. Retail Off-Exchange Forex Broker Series 34 Dec 14, 2011. 3. General Securities Representative Series 7 June 19, 1999. 4. Limited Representative Equity Trader Series 55 May 19, 2001.
5. Mortgage Loan Originator (MLO) License # LO36701 NMLS # 1476012
State Securities Law:
1. Uniform Securities Agent State Law Series 63 March 08, 2005.
2. Uniform Investment Advisor Law Series 65 July 19, 1999. 3. Uniform Combined State Law Series 66 August 30, 2008